Giovanni Caruso
Loeb & Loeb LLP
Partner

Giovanni Caruso is a partner at Loeb & Loeb and he is an experienced corporate and securities attorney who advises public and private companies on a wide range of matters. His expertise includes corporate governance, private placements, mergers and acquisitions, and compliance with federal securities laws such as the Securities Act, the Exchange Act, and the Sarbanes-Oxley Act. He also has in-depth knowledge of regulations for major exchanges, including NASDAQ, NYSE, and NYSE Amex.

Giovanni frequently represents issuers and underwriters in SPAC offerings and has a proven track record of drafting and negotiating complex agreements for his clients. Additionally, he prepares key securities compliance documents, including annual, quarterly, and current reports, registration statements, and private placement documentation. His comprehensive approach ensures clients navigate intricate regulatory frameworks with confidence.

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